DATE
6/3/25
TIME
10:20 PM
LOCATION
Oakland, CA
White Terror
白色恐怖
7-3: 苏联推动国共合作
1923年,孙中山与苏联签订《孙文越飞联合宣言》,这标志着中苏正式建交。苏联看中了中国的革命潜力,认为如果能通过国民党完成一次资产阶级民主革命,将为未来的社会主义革命打下基础。这正是列宁所设想的统一战线策略在东方的实验场。
据多方文献记载,苏联在1924至1926年间至少提供了300万至500万卢布的资助。这些钱用于:黄埔军校运作,包括学员生活、军备,国民党宣传机构,支持军费与后勤开支。以鲍罗廷(Borodin)为首的苏联顾问团队抵达广州,实际成为孙中山政治、军事、宣传方面的核心参谋。鲍罗廷甚至参与起草国民党党章,提出以党治军建立支部到连的组织方式。军事上,苏联援助了武器:轻重机枪、大量步枪弹药。国民党效仿苏联红军,训练出第一批政治指导员,还指导黄埔校内教学体系、政治课程。
Borodin,本名Mikhail Markovich Gruzenberg,是苏联派驻中国的重要政治顾问、共产国际特派员,是国共第一次合作期间最具影响力的苏联人物之一。出生于1884年,是拉脱维亚犹太人。他原职业是律师、革命者,早年加入布尔什维克。Borodin是他的化名,为苏联海外革命活动常见做法。
1923年,根据列宁帮助中国民族革命的战略部署,鲍罗廷以苏联顾问身份抵达中国。他深入国民党内部,成为孙中山的政治顾问,不只是建议者,几乎是策划者。他帮助改组国民党,主导制定1924年《中国国民党宣言》和新党章,推动国共合作、发展群众组织、建立黄埔军校。他是孙中山的影子权臣。
他提出了在国民党内部秘密发展中共党组织,在黄埔军校设立政治部,灌输党指挥枪理念,还模仿苏俄苏维埃,鼓励国共干部深入农民、工人中间组织群众运动。1927年清共后,鲍罗廷被迫离开中国,回苏联后遭受政治冷落。1937年斯大林大清洗期间,他被捕并被处决。参与政治需谨慎,人命关天。历史研究下问题应该不大,有问题再说。
苏联之所以在1920年代同时支持国民党和共产党,是出于策略性的利用与控制。苏联认为中国还停留在封建和帝国主义压迫阶段,不具备立即搞社会主义革命的条件。所以第一步,是资产阶级民主革命:推翻军阀、扫除列强影响,建立统一的民族国家。共产党太弱,没办法完成这一步,他们就扶持一个强而有力的民族资产阶级政党去完成这件事:国民党,尤其是孙中山领导下的左倾国民党。
公共面上,苏联支持国民党统一中国、发展民族工业,建立所谓革命统一战线。私下里,让共产党潜入国民党,积蓄力量、建立基层组织,即农会、工会,扩张武装,将来有朝一日接管政权。
鲍罗廷受命来华,推动国共合作,帮国民党改组党章、组织黄埔军校、推行以党控军、发展工农组织。这一套其实是复制苏联布尔什维克经验。而中共当时是国民党里的支部单位,必须服从统一战线纪律,接受国民党领导,同时发展自身力量。
苏联低估了国民党的自主性,尤其是蒋先生的野心与反共倾向。中共内部在行动上迅速坐大,引起国民党右派恐慌。同时,蒋先生比苏联更早一步,掌握了黄埔军权,抢先清党。
7-4: 中山舰事件
中山舰事件发生于 1926年3月20日,是蒋先生与中共、苏联矛盾公开化的关键转折点,也被视为他发动清共的前奏。1926年,国民党内部左倾力量汪精卫、苏联顾问鲍罗廷、中共党等势头正盛,蒋先生虽是黄埔军校校长、掌握一部分军权,但对党务控制力较弱。同时,苏联顾问大批介入中国政治,推动以党控军扶持农工组织,蒋先生深感被边缘化。
中山舰是国民革命军的主力舰之一,由共产党人李之龙担任舰长。1926年3月18–19日,中山舰突然驶往黄埔军校附近海域,李之龙命令舰只对准广州总统府方向停泊。黄埔军校内无线电台收到不明电报,疑似调动部队准备军事行动,蒋先生感到发生政变的强烈威胁。
蒋先生于是发动反击,封锁了广州各交通要道,切断中共掌控的通讯系统,逮捕李之龙等中共军官,软禁鲍罗廷。蒋先生接管中山舰,掌控军权,同时开始清洗黄埔军校内部分中共成员。苏联选择退让,鲍罗廷承认误会、中共行动失控,愿意内部协调。蒋先生赢得对广州军政控制权,但他暂时未撕破脸,仍以革命团结为名缓和矛盾。
1925年3月,孙中山去世,国民党失去精神领袖,权力开始碎裂。1925年夏天到秋天,汪精卫掌党务,鲍罗廷势力坐大。中共与左派声势增长。1926年3月中山舰事件,蒋先生试图借军舰事件清洗共产党,失败,受挫。1926年5月 蒋先生主动提出访问苏联,争取苏方承认他为唯一军事领袖。1926年7月13日–26日,蒋先生抵达莫斯科访问,接受高规格接待,会见托洛茨基、伏罗希洛夫等。
本名汪兆铭,号精卫,原是革命文人,1910年因刺杀清朝摄政王载沣未遂而成名。1912年后长期追随孙中山,是孙中山最信任的政治继承人之一。他被誉为文胆,但一直没真正掌握军权。1925年3月孙中山去世,汪精卫作为资历最深的元老,顺势掌握国民党中央常务委员会主席职务,成为名义上的党魁。
此时鲍罗廷势力上升,中共在党内影响日增,汪选择与苏联与中共合作,倾向左派立场,被视为国民党左派核心。1925年到1926年之间,蒋介石在黄埔迅速积聚军权,与汪形成党军对立格局。汪掌握党务,主张继续与苏联合作,并对共产党人持包容态度,被苏联视为合作对象,中共也视汪为可争取盟友。
1926年中山舰事件后,汪精卫出局。蒋借中山舰事件打击鲍罗廷,汪被指庇护中共,权力被削。他一度离开广州,赴欧洲考察,实为被蒋排挤,期间发表《洛阳桥演说》,语气激烈反蒋但仍未完全决裂。1927年初,汪回国,主持武汉政府。国民党内部分裂,汪在武汉主持左派国民政府,继续与中共合作。蒋则在南京主持右派国民政府,两方并立,政令不一。
1927年7月,武汉政府内部斗争剧烈,工农运动失控、军队反感中共。汪于1927年7月15日宣布分共,与中共决裂,武汉政府解体。
7-5: 1926年蒋先生访问苏联
蒋先生在1926年7月率团访问苏联,名义上是为了感谢苏联对国民革命军的支持,并考察苏联革命经验,实则是为了厘清中苏、中共的关系,并巩固个人权威。蒋先生在国内权力争夺中感到不安,担心党内左倾力量被苏联扶持。
官方的表面说法是感谢苏联对北伐的军事援助,考察苏联军事与工业体系,加强国共合作中的联俄精神。实际上,是想绕过鲍罗廷,争取苏联承认自己为军权核心,以对抗汪精卫派,并试图削弱苏联对国民党内左派集团的支持,同时观察苏维埃国家结构是否适合中国、是否可控。
蒋先生见了托洛茨基,据说是红军缔造者,who 态度冷淡,基本不信任蒋先生;伏罗希洛夫,军事顾问系统代表;还有共产国际中方代表团成员,who 对蒋先生的民族主义倾向心存疑虑。苏方要求继续国共合作,深化党军合一。蒋先生坚持军事听命于统一指挥,反对政治干部插手军队。同时,他还要求更多军事援助,苏方含糊其词,回避蒋先生是否可靠的核心问题。
蒋先生的日记 “The Chiang Kai-shek Diaries” ,目前保存在斯坦福大学的Hoover Institution Archives。他自1917年开始写作,直至1972年去世为止,几乎没有间断。日记全部为手写中文,内容涵盖他对时局、人物、思想、宗教、感情与个人命运的密集记录,最初由蒋家人保管,后捐赠给胡佛研究所。目前部分年份已开放查阅,尤其是1920年代到1949年期间的内容。他在日记中写道:
“此行见俄党政军三界,心生疑惧。俄国军队非军也,乃政也。党多若牛毛,官号夸张,实无人民之自由。斯人非人,乃奴也。”
回国之后,蒋先生开始肃清黄埔内部共产党与左派学员,包括周逸群、恽代英等人被边缘,部分人被暗中监控或调离岗位。同时限制鲍罗廷影响力,在北伐过程中,蒋先生多次绕过鲍罗廷与中共指令,单独部署作战,割裂统一战线。上海、湖南、江西等地的工会、农会受到更严格控制。
他在日记中写道:俄人非人也,乃兽类。字里行间却泄露出真实的恐惧。他害怕的不是左,而是乱。他无法接受工人控制工厂农民分田地这样的结构翻转,他不相信底层人民能够治理国家。他信奉的是秩序、军纪、忠诚和效率,而不是辩论、平等与动员。最让他不能接受的,是苏联式的党控制军队。黄埔军校是他亲手创办的,北伐军是他的心腹部队。如今这些军队里,已经插满了共产党的政治部、政工处和联络员。
1927年4月12日,夜色下的上海,街头已经贴满了告示:凡共产党、国民党左派,限三日内自行投案,否即严办。
那天凌晨,蒋先生动用了驻沪的第二十六军、警察局、青帮,以及一些自愿服务的市民团体,开始对上海的共产党人和左翼组织成员进行大规模搜捕与屠杀。工人纠察队的枪械被缴,许多人被当街打死、活埋,或被拉去谈话后音讯全无。据不完全统计,仅上海一地,就有三百余人死于这场清党行动。名单是预先准备好的,地址也早就查好了。一些人是被邻居举报的,一些人是被线人出卖的,一些人只是长得像左派。
人消失了,街头却出奇地安静。革命一夜之间变得井然有序。
有人说,四一二是国共分裂的标志。但其实从一开始,这场合作就是失败的婚姻。他们看似拥有共同的敌人,军阀、帝国主义、旧秩序,但他们真正害怕的,从来是彼此。共产党怕蒋先生的不受约束,蒋先生怕共的不受控制。
白色恐怖,从此开始。
7-3: Soviet Promotion of the KMT–CPC Alliance
In 1923, Sun Yat-sen signed the Sun–Joffe Manifesto with the Soviet Union, marking the formal establishment of diplomatic relations between China and the USSR. The Soviets saw revolutionary potential in China. They believed that by helping the Kuomintang (KMT) carry out a bourgeois democratic revolution, they could pave the way for a future socialist revolution. This was exactly the united front strategy envisioned by Lenin, with China as the experimental ground in the East.
According to various sources, the Soviet Union provided at least three to five million rubles between 1924 and 1926. The funds supported the operations of the Whampoa Military Academy, including cadet living expenses and military equipment, as well as the KMT’s propaganda apparatus and logistics during military campaigns. A Soviet advisory team led by Borodin (real name Mikhail Markovich Gruzenberg) arrived in Guangzhou and became Sun Yat-sen’s de facto chief adviser in politics, military affairs, and propaganda. Borodin even helped draft the KMT’s new party constitution, which introduced the Soviet-style system of party control over the military and the establishment of party cells down to the company level. In terms of military aid, the Soviets supplied light and heavy machine guns, a large quantity of rifles and ammunition. The KMT adopted the model of the Red Army, training its first group of political officers and restructuring the Whampoa Academy’s curriculum to include political education.
Borodin was a Soviet political adviser and Comintern envoy to China, and the most influential Soviet figure during the first United Front. Born in 1884 in Latvia to a Jewish family, he had been a lawyer and revolutionary who joined the Bolsheviks early on. “Borodin” was an alias, a common practice among Soviet agents abroad.
In 1923, following Lenin’s directive to support national revolutions in the East, Borodin arrived in China as a Soviet adviser. He embedded himself in the KMT’s internal structure and became more than an adviser—he was a strategist. He helped reorganize the KMT, guided the drafting of the 1924 KMT Manifesto and its new constitution, promoted cooperation with the Communist Party, expanded mass movements, and helped establish the Whampoa Academy. He was Sun Yat-sen’s shadow power.
Borodin introduced the strategy of building Communist cells within the KMT, set up a political department at Whampoa, and instilled the idea that the Party must command the army. He encouraged KMT and CPC cadres to embed themselves among workers and peasants to organize grassroots movements, following the Soviet model. After the anti-Communist purge in 1927, Borodin was forced to leave China, returned to the USSR, and was politically marginalized. During Stalin’s Great Purge in 1937, he was arrested and executed. Politics is no joke. Lives are at stake. As long as we’re studying history, this should be fine. If not, we’ll deal with it when it happens.
The reason the Soviet Union supported both the KMT and the Communist Party during the 1920s was strategic. They believed that China, still under feudalism and imperialist oppression, was not yet ready for a socialist revolution. The first step had to be a bourgeois democratic revolution: overthrowing the warlords, expelling imperialist influence, and building a unified nation. The Communist Party was too weak to accomplish that on its own. So the Soviets supported a strong nationalist party—specifically the left-leaning faction of the KMT under Sun Yat-sen.
Publicly, the Soviet Union backed the KMT’s national unification efforts and industrial modernization under the banner of a revolutionary united front. Privately, they encouraged the Communist Party to infiltrate the KMT, build grassroots organizations such as peasant associations and labor unions, expand their armed forces, and prepare to eventually take power.
Borodin was tasked with leading this effort: helping the KMT revise its constitution, organize the Whampoa Military Academy, enforce party control over the army, and expand peasant-worker networks. The entire strategy was a replication of Bolshevik methods. At that time, the Communist Party functioned as a subordinate unit within the KMT and was expected to obey united front discipline, accept KMT leadership, and quietly build its own strength.
The Soviet Union underestimated the autonomy of the KMT, especially Chiang Kai-shek’s ambitions and anti-Communist instincts. The Communist Party grew quickly and visibly, alarming the right wing of the KMT. Chiang seized military control at Whampoa ahead of schedule and struck first with a purge.
7-4: The Zhongshan Warship Incident
The Zhongshan Warship Incident occurred on March 20, 1926. It was the first open confrontation between Chiang Kai-shek and the Soviet–Communist bloc, and is widely viewed as the prelude to the purge. By 1926, the left-wing faction of the KMT, including Wang Jingwei, Soviet advisers like Borodin, and members of the Communist Party, were gaining influence. Although Chiang was the principal of the Whampoa Military Academy and held some military power, he lacked control over the Party itself. Meanwhile, Soviet advisers were deeply embedded in Chinese political and military institutions, promoting party control over the military and organizing peasant-worker movements. Chiang felt increasingly sidelined.
The Zhongshan was a main vessel of the National Revolutionary Army, commanded by Communist officer Li Zhilong. On March 18–19, the ship unexpectedly sailed near the Whampoa Military Academy and anchored with its guns facing the presidential office in Guangzhou. Whampoa’s radio station intercepted mysterious signals, hinting at a possible military action. Chiang believed a coup was imminent.
He responded immediately. On March 20, he sealed off all roads in Guangzhou, shut down communications controlled by the Communists, arrested Li Zhilong and other Communist officers, and placed Borodin under house arrest. He took control of the Zhongshan, consolidated his military power, and began a limited purge of Communist personnel within the Academy.
The Soviet side chose to step back. Borodin admitted there had been a “misunderstanding” and that the Communist side had acted on its own. He offered to handle the matter internally. Chiang gained control over military and political affairs in Guangzhou, but did not yet completely break the alliance. He continued to frame it as an internal correction in the spirit of revolutionary unity.
Sun Yat-sen had died in March 1925. The KMT lost its spiritual core and power began to fragment. From summer to fall of 1925, Wang Jingwei oversaw Party affairs and Borodin’s influence peaked. The left gained momentum, while the Communist Party expanded its networks. After the Zhongshan incident in March 1926, Chiang attempted to use it as a pretext to purge the Communists, but failed and was temporarily checked. In May 1926, Chiang proposed a visit to the Soviet Union to seek direct recognition as the sole military leader. From July 13 to 26, he visited Moscow, receiving high-level treatment and meeting Trotsky, Voroshilov, and others.
7-5: Chiang Kai-shek’s 1926 Visit to the Soviet Union
In July 1926, Chiang led a delegation to the Soviet Union. Officially, the visit was to thank the USSR for supporting the National Revolutionary Army and to study Soviet revolutionary experiences. In reality, Chiang wanted to clarify the USSR’s stance on China’s political factions and to strengthen his own legitimacy. He felt threatened by leftist forces within the KMT that had Soviet backing.
The stated purpose was to express gratitude for Soviet military aid during the Northern Expedition and to examine Soviet military and industrial systems, in the spirit of KMT–Soviet cooperation. But Chiang’s real goal was to bypass Borodin, gain direct Soviet recognition as the supreme military leader, undermine Soviet support for the KMT’s left wing, and assess whether the Soviet state structure could be adapted to China—or whether it was fundamentally uncontrollable.
Chiang met Trotsky, who reportedly distrusted him. He also met Voroshilov and Chinese members of the Comintern, who were skeptical of his nationalism. The Soviets demanded continued KMT–CPC cooperation and deeper party–army integration. Chiang insisted that the military obey a unified command structure and opposed the insertion of political commissars into the army. He also asked for more military aid. The Soviets gave vague answers, avoiding the question of whether Chiang could be trusted.
Chiang’s Diaries, preserved at Stanford’s Hoover Institution Archives, began in 1917 and continued nearly uninterrupted until his death in 1972. Written entirely by hand in Chinese, they contain dense reflections on politics, people, ideology, religion, emotion, and personal fate. Originally kept by the Chiang family, they were later donated to Hoover. Many volumes, especially from the 1920s to 1949, have been made publicly accessible.
He wrote in his diary:
“This journey revealed to me the three spheres of Soviet life—Party, Government, and Army—and I was filled with fear. The Soviet army is not an army, but politics in uniform. The Party is everywhere, with ranks and titles exaggerated. There is no freedom for the people. These are not people, they are slaves.”
After returning home, Chiang began purging Communists and leftist cadets from Whampoa. Figures like Zhou Yiqun and Yun Daiying were marginalized, monitored, or reassigned. Chiang limited Borodin’s influence and, during the Northern Expedition, repeatedly bypassed Soviet and Communist commands to carry out independent operations. Labor unions and peasant associations in Shanghai, Hunan, and Jiangxi came under strict surveillance.
He also wrote in his diary: “The Russians are not people. They are beasts.”
Yet between the lines was a deeper fear. Chiang was not afraid of the left; he was afraid of chaos. He could not accept a political order where workers controlled the factories and peasants redistributed land. He did not believe that the common people were capable of governing a nation. He believed in order, discipline, loyalty, and efficiency—not in debate, equality, or mobilization. What frightened him most was the Soviet idea that the Party should control the army. Whampoa had been founded by him. The National Revolutionary Army was his loyal force. Now these very units were being infiltrated by Communist political departments and liaison officers.
On April 12, 1927, in the night air of Shanghai, the streets were already plastered with notices: all Communists and leftist KMT members must surrender within three days, or face severe consequences.
That night, Chiang deployed the 26th Army stationed in Shanghai, the police department, the Green Gang, and several civilian groups to launch mass arrests and executions of Communist Party members and leftist activists. The workers’ militias had their weapons confiscated. Many were beaten to death in public, buried alive, or taken away without ever returning. In Shanghai alone, over 300 people were killed in this purge. The list had been prepared in advance. So had their addresses. Some were reported by neighbors. Some were betrayed by informants. Some were simply suspected of looking the part.
People disappeared. The streets became strangely quiet.
The revolution became orderly overnight.
Some say April 12 was the beginning of the KMT–CPC split. But in truth, the alliance was a failed marriage from the very start. They seemed to have common enemies—warlords, imperialists, the old order—but what they truly feared was each other. The Communists feared Chiang’s uncontrollability. Chiang feared the Communists’ uncontrollability.
The White Terror had begun.